InsiderTrades

Form 4 for APAM Artisan Partners Asset Management Inc.

Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-07 · accession 0001127602-24-004212 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2024-02-09 2024-02-07 APAM Ramirez Gregory K EVP, 10% M - OptEx — 0 72.0K New —
D 2024-02-09 2024-02-08 APAM Ramirez Gregory K EVP, 10% S - Sale+OE $42.29 -2,500 83.3K -3% -$105.7K
D 2024-02-09 2024-02-07 APAM Ramirez Gregory K EVP, 10% M - OptEx — -2,500 72.0K -3% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock, par value $0.01 per share 2024-02-07 M A 2,500 — 85,835 D — — (F2) Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.
2 Common Class B Common Stock, par value $0.01 per share 2024-02-07 M D 2,500 — 71,979 D — — (F1) In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights. (F2) Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.
3 Common Class A Common Stock, par value $0.01 per share 2024-02-08 S D 2,500 $42.29 83,335 D — —
4 Derivative Class B Common Units of Artisan Partners Holdings LP 2024-02-07 M D 2,500 — 71,979 D — · — to — 2,500 Class A Common Stock, par value $0.01 per share (F2) Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.