Form 4/A for YUMC Yum China Holdings, Inc.
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-05 · accession 0001127602-24-004320 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2024-02-12 | 2024-02-05 | YUMC | Yeung Andy | CFO | M - OptEx | $0.00 | +28.7K | 62.6K | +85% | $0 |
| DA | 2024-02-12 | 2024-02-05 | YUMC | Yeung Andy | CFO | A - Grant | $0.00 | +43.5K | 73.6K | +144% | $0 |
| DMA | 2024-02-12 | 2024-02-05 | YUMC | Yeung Andy | CFO | F - Tax | $35.93 | -32.5K | 43.0K | -43% | -$1.17M |
| DA | 2024-02-12 | 2024-02-05 | YUMC | Yeung Andy | CFO | M - OptEx | $0.00 | -28.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | M | A | 28,681 | $0.00 | 62,604 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-02-05 | A | A | 43,506 | $0.00 | 73,624 | D | — | — | (F2) Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023. |
| 3 | Common | Common Stock | 2024-02-05 | F | D | 12,907 | $35.93 | 30,118 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-05 | F | D | 19,579 | $35.93 | 43,025 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-02-05 | M | D | 28,681 | $0.00 | 0 | D | — · — to — | 28,681 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 100% on the third anniversary of the grant date. (F4) This grant does not have an expiration date. |