Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-09 · accession 0001127602-24-004326 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-12 | 2024-02-09+ | YUMC | HUANG Duoduo (Howard) | Chief Supply Chain Off | M - OptEx | $0.00 | +4,962 | 9,974 | +99% | $0 |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | HUANG Duoduo (Howard) | Chief Supply Chain Off | F - Tax | $40.31 | -2,235 | 9,416 | -19% | -$90.1K |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | HUANG Duoduo (Howard) | Chief Supply Chain Off | M - OptEx | $0.00 | -4,962 | 610 | -89% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-10 | M | A | 304 | $0.00 | 9,554 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-02-10 | M | A | 3,050 | $0.00 | 12,466 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-02-10 | F | D | 1,373 | $40.31 | 11,093 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-09 | M | A | 1,608 | $0.00 | 9,974 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-02-09 | F | D | 724 | $40.31 | 9,250 | D | — | — | |
| 6 | Common | Common Stock | 2024-02-10 | F | D | 138 | $40.31 | 9,416 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit | 2024-02-10 | M | D | 3,050 | $0.00 | 3,049 | D | — · — to — | 3,050 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022. (F3) This grant does not have an expiration date. |
| 8 | Derivative | Restricted Stock Unit | 2024-02-09 | M | D | 1,608 | $0.00 | 3,266 | D | — · — to — | 1,608 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F5) Vesting occurs 1/3 per year beginning one year from 2/9/2023. (F3) This grant does not have an expiration date. |
| 9 | Derivative | Restricted Stock Unit | 2024-02-10 | M | D | 304 | $0.00 | 610 | D | — · — to — | 304 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 25% per year beginning one year from 02/10/2022. (F3) This grant does not have an expiration date. |