Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-09 · accession 0001127602-24-004327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Yeung Andy | CFO | F - Tax | $40.31 | -3,741 | 77.3K | -5% | -$150.8K |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Yeung Andy | CFO | M - OptEx | $0.00 | +8,308 | 80.3K | +12% | $0 |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Yeung Andy | CFO | M - OptEx | $0.00 | -8,308 | 13.6K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-10 | F | D | 724 | $40.31 | 78,191 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-09 | F | D | 3,017 | $40.31 | 77,309 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-10 | M | A | 1,606 | $0.00 | 78,915 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-02-09 | M | A | 6,702 | $0.00 | 80,326 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2024-02-10 | M | D | 1,606 | $0.00 | 3,210 | D | — · — to — | 1,606 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 25% per year beginning one year from 2/10/2022. (F3) This grant does not have an expiration date. |
| 6 | Derivative | Restricted Stock Unit | 2024-02-09 | M | D | 6,702 | $0.00 | 13,609 | D | — · — to — | 6,702 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 1/3 per year beginning one year from 2/9/2023. (F3) This grant does not have an expiration date. |