Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-09 · accession 0001127602-24-004330 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Wang Warton | General Manager, KFC | F - Tax | $40.31 | -1,776 | 19.0K | -9% | -$71.6K |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Wang Warton | General Manager, KFC | M - OptEx | $0.00 | +3,943 | 20.6K | +24% | $0 |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Wang Warton | General Manager, KFC | M - OptEx | $0.00 | -3,943 | 913 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-10 | F | D | 207 | $40.31 | 19,255 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-10 | M | A | 458 | $0.00 | 19,462 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-02-09 | M | A | 3,485 | $0.00 | 20,573 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-02-09 | F | D | 1,569 | $40.31 | 19,004 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-02-09 | M | D | 3,485 | $0.00 | 7,076 | D | — · — to — | 3,485 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 1/3 per year beginning one year from 2/9/2023. (F3) This grant does not have an expiration date. |
| 6 | Derivative | Restricted Stock Unit | 2024-02-10 | M | D | 458 | $0.00 | 913 | D | — · — to — | 458 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 25% per year beginning one year from 02/10/2022. (F3) This grant does not have an expiration date. |