Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-09 · accession 0001127602-24-004332 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Wat Joey | CEO, Dir | M - OptEx | $0.00 | +33.4K | 271.9K | +14% | $0 |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Wat Joey | CEO, Dir | F - Tax | $40.31 | -4,300 | 274.2K | -2% | -$173.3K |
| DM | 2024-02-12 | 2024-02-09+ | YUMC | Wat Joey | CEO, Dir | M - OptEx | $0.00 | -33.4K | 13.2K | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-10 | M | A | 6,610 | $0.00 | 275,824 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-02-09 | M | A | 26,812 | $0.00 | 271,856 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-02-09 | F | D | 2,642 | $40.31 | 269,214 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-10 | F | D | 1,658 | $40.31 | 274,166 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-02-09 | M | D | 26,812 | $0.00 | 54,437 | D | — · — to — | 26,812 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 1/3 per year beginning one year from 2/9/2023. (F3) This grant does not have an expiration date. |
| 6 | Derivative | Restricted Stock Unit | 2024-02-10 | M | D | 6,610 | $0.00 | 13,216 | D | — · — to — | 6,610 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 25% per year beginning one year from 2/10/2022. (F3) This grant does not have an expiration date. |