Form 4 for YUM Yum! Brands
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-09 · accession 0001127602-24-004358 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-12 | 2024-02-09 | YUM | Russell David Eric | VP, Ctrl | D - Sale to Iss | $129.64 | -17.1K | 24.2K | -41% | -$2.22M |
| DM | 2024-02-12 | 2024-02-09 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $52.64 | +27.1K | 32.2K | +527% | +$1.42M |
| DM | 2024-02-12 | 2024-02-09 | YUM | Russell David Eric | VP, Ctrl | S - Sale+OE | $129.63 | -9,919 | 18.7K | -35% | -$1.29M |
| DM | 2024-02-12 | 2024-02-09 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $0.00 | -27.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-09 | D | D | 9,153 | $129.64 | 23,035 | D | — | — | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 2 | Common | Common Stock | 2024-02-09 | M | A | 13,527 | $52.64 | 32,188 | D | — | — | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 3 | Common | Common Stock | 2024-02-09 | S | D | 5,545 | $129.63 | 18,661 | D | — | — | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 4 | Common | Common Stock | 2024-02-09 | D | D | 7,982 | $129.64 | 24,206 | D | — | — | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 5 | Common | Common Stock | 2024-02-09 | M | A | 13,527 | $52.64 | 32,188 | D | — | — | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 6 | Common | Common Stock | 2024-02-09 | S | D | 4,374 | $129.63 | 18,661 | D | — | — | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 7 | Derivative | Stock Appreciation Right | 2024-02-09 | M | D | 13,527 | $0.00 | 0 | D | $52.64 · 2019-02-06 to 2025-02-06 | 13,527 Common Stock | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. |
| 8 | Derivative | Stock Appreciation Right | 2024-02-09 | M | D | 13,527 | $0.00 | 0 | D | $52.64 · — to 2025-02-05 | 13,527 Common Stock | (F1) Pursuant to 10b5-1 plan implemented on February 24, 2023. (F2) Vesting occurs 25% per year beginning one year from grant date. |