Form 4 for YUM Yum! Brands
Accepted 2024-02-12 00:00:00 ET · period of report 2024-02-09 · accession 0001127602-24-004375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-12 | 2024-02-10+ | YUM | Powell Aaron | CEO - Pizza Hut | F - Tax | $130.27 | -554 | 12.3K | -4% | -$72.2K |
| DM | 2024-02-12 | 2024-02-10+ | YUM | Powell Aaron | CEO - Pizza Hut | M - OptEx | $130.27 | +2,155 | 12.6K | +21% | +$280.7K |
| DM | 2024-02-12 | 2024-02-10+ | YUM | Powell Aaron | CEO - Pizza Hut | M - OptEx | $0.00 | -2,155 | 2,129 | -50% | $0 |
| DM | 2024-02-12 | 2024-02-09 | YUM | Powell Aaron | CEO - Pizza Hut | A - Grant | $0.00 | +26.9K | 4,798 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-10 | F | D | 294 | $130.27 | 11,518.48 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-10 | M | A | 1,091 | $130.27 | 11,812.48 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-11 | M | A | 1,064 | $130.27 | 12,582.48 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-11 | F | D | 260 | $130.27 | 12,322.48 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-02-10 | M | D | 1,091 | $0.00 | 3,275.14 | D | $131.31 · — to — | 1,091 Common Stock | (F1) Vesting occurs 25% per year beginning one year from grant date. (F3) The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. |
| 6 | Derivative | Stock Appreciation Right | 2024-02-09 | A | A | 22,070 | $0.00 | 22,070 | D | $130.27 · — to 2034-02-09 | 22,070 Common Stock | (F1) Vesting occurs 25% per year beginning one year from grant date. |
| 7 | Derivative | Restricted Stock Units | 2024-02-11 | M | D | 1,064 | $0.00 | 2,129.06 | D | — · — to 2032-02-11 | 1,064 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F1) Vesting occurs 25% per year beginning one year from grant date. |
| 8 | Derivative | Restricted Stock Units | 2024-02-09 | A | A | 4,798 | $0.00 | 4,798 | D | — · — to — | 4,798 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F1) Vesting occurs 25% per year beginning one year from grant date. (F3) The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. |