Form 4 for XNCR Xencor Inc
Accepted 2024-02-14 00:00:00 ET · period of report 2024-02-13 · accession 0001127602-24-004982 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-14 | 2024-02-13 | XNCR | Desjarlais John R | CSO, SR. VP | S - Sale+OE | $19.38 | -54.1K | 161.7K | -25% | -$1.05M |
| D | 2024-02-14 | 2024-02-13 | XNCR | Desjarlais John R | CSO, SR. VP | M - OptEx | $11.05 | +68.1K | 215.8K | +46% | +$752.0K |
| D | 2024-02-14 | 2024-02-13 | XNCR | Desjarlais John R | CSO, SR. VP | M - OptEx | $0.00 | -68.1K | 11.9K | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-13 | S | D | 54,108 | $19.38 | 161,675 | D | — | — | (F1) This transaction is pursuant to a 10b5-1 plan. (F3) Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise. |
| 2 | Common | Common Stock | 2024-02-13 | M | A | 68,057 | $11.05 | 215,783 | D | — | — | (F1) This transaction is pursuant to a 10b5-1 plan. (F2) Underlying option due to expire in February 2024. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-02-13 | M | D | 68,057 | $0.00 | 11,943 | D | $11.05 · — to 2024-02-20 | 68,057 Common Stock | (F1) This transaction is pursuant to a 10b5-1 plan. (F4) 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. |