Form 4 for AES AES Corporation
Accepted 2024-02-14 00:00:00 ET · period of report 2024-02-12 · accession 0001127602-24-005006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-14 | 2024-02-12 | AES | Gluski Andres | Pres, CEO, Dir | F - Tax | $16.88 | -362.0K | 1.56M | -19% | -$6.11M |
| D | 2024-02-14 | 2024-02-12 | AES | Gluski Andres | Pres, CEO, Dir | M - OptEx | $14.63 | +396.1K | 1.92M | +26% | +$5.79M |
| D | 2024-02-14 | 2024-02-12 | AES | Gluski Andres | Pres, CEO, Dir | M - OptEx | $0.00 | -396.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-12 | F | D | 361,986 | $16.88 | 1,560,516 | D | — | — | (F2) Reflects mandatory withholding transaction with AES for the payment of the option exercise price and associated taxes. There was no transaction in the market. |
| 2 | Common | Common Stock | 2024-02-12 | M | A | 396,053 | $14.63 | 1,922,502 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-02-12 | M | D | 396,053 | $0.00 | 0 | D | $14.63 · — to 2024-02-21 | 396,053 Common Stock | (F3) This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017 |