Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-14 · accession 0001127602-24-005136 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-15 | 2024-02-14 | VIAV | KHAYKIN OLEG | Pres, CEO, Dir | F - Tax | $9.35 | -930.8K | 1.40M | -40% | -$8.70M |
| D | 2024-02-15 | 2024-02-14 | VIAV | KHAYKIN OLEG | Pres, CEO, Dir | M - OptEx | $5.95 | +1.18M | 2.33M | +103% | +$7.02M |
| D | 2024-02-15 | 2024-02-14 | VIAV | KHAYKIN OLEG | Pres, CEO, Dir | M - OptEx | $0.00 | -1.18M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-14 | F | D | 930,836 | $9.35 | 1,398,776 | D | — | — | (F2) These shares were forfeited to cover net exercise costs and tax withholding obligations of the award-holder in connection with the exercise of a stock option. (F3) Total includes 1,615 shares purchased pursuant to the ESPP plan. |
| 2 | Common | Common Stock | 2024-02-14 | M | A | 1,180,257 | $5.95 | 2,329,612 | D | — | — | (F1) Shares reflect the exercise of a Non-Qualified stock option, granted on February 15, 2016. |
| 3 | Derivative | Non Qualified Stock Option | 2024-02-14 | M | D | 1,180,257 | $0.00 | 0 | D | $5.95 · — to 2024-02-15 | 1,180,257 Common Stock | (F4) Options subject to the Award shall vest annually in four equal installments, beginning on February 3, 2017. |