InsiderTrades

Form 4 for MKSI MKS INC

Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-15 · accession 0001127602-24-005327 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2024-02-16 2024-02-15 MKSI Henry David Philip EVP, Ops, Corp Mktg M - OptEx — +8,022 15.6K +106% —
D 2024-02-16 2024-02-15 MKSI Henry David Philip EVP, Ops, Corp Mktg F - Tax $122.15 -2,692 16.5K -14% -$328.8K
D 2024-02-16 2024-02-15 MKSI Henry David Philip EVP, Ops, Corp Mktg A - Grant — +3,835 21.8K +21% —
DM 2024-02-16 2024-02-15 MKSI Henry David Philip EVP, Ops, Corp Mktg M - OptEx — -8,022 18.5K -30% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2024-02-15 M A 1,162.32 — 12,361.74 D — — (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
2 Common Common Stock 2024-02-15 M A 1,246 — 19,221.90 D — — (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
3 Common Common Stock 2024-02-15 M A 2,405 — 17,975.90 D — — (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
4 Common Common Stock 2024-02-15 F D 2,692 $122.15 16,529.90 D — —
5 Common Common Stock 2024-02-15 M A 581.16 — 12,942.90 D — — (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
6 Common Common Stock 2024-02-15 M A 1,528 — 14,470.90 D — — (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
7 Common Common Stock 2024-02-15 M A 1,100 — 15,570.90 D — — (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
8 Derivative Restricted Stock Unit 2024-02-15 A A 3,835.29 — 21,790.20 D — · — to — 3,835.29 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F3) These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
9 Derivative Restricted Stock Unit 2024-02-15 M D 2,405 — 15,013.72 D — · — to — 2,405 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F8) These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
10 Derivative Restricted Stock Unit 2024-02-15 M D 1,246 — 13,767.72 D — · — to — 1,246 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F9) These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
11 Derivative Restricted Stock Unit 2024-02-15 M D 1,100 — 17,418.72 D — · — to — 1,100 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F7) These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
12 Derivative Restricted Stock Unit 2024-02-15 M D 1,162.32 — 20,627.88 D — · — to — 1,162.32 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F4) These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
13 Derivative Restricted Stock Unit 2024-02-15 M D 581.16 — 20,046.72 D — · — to — 581.16 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F5) These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
14 Derivative Restricted Stock Unit 2024-02-15 M D 1,528 — 18,518.72 D — · — to — 1,528 Common Stock (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F6) These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.