Form 4 for APAM Artisan Partners Asset Management Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001127602-24-005722 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | APAM | GOTTLIEB JASON A | Pres | F - Tax | $42.26 | -4,106 | 122.4K | -3% | -$173.5K |
| D | 2024-02-20 | 2024-02-15 | APAM | GOTTLIEB JASON A | Pres | M - OptEx | $0.00 | +14.1K | 126.5K | +13% | $0 |
| D | 2024-02-20 | 2024-02-15 | APAM | GOTTLIEB JASON A | Pres | M - OptEx | $0.00 | -28.2K | 36.0K | -44% | $0 |
| D | 2024-02-20 | 2024-02-15 | APAM | GOTTLIEB JASON A | Pres | A - Grant | $0.00 | +14.1K | 36.6K | +63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.01 per share | 2024-02-15 | F | D | 4,106 | $42.26 | 122,407 | D | — | — | |
| 2 | Common | Class A Common Stock, par value $0.01 per share | 2024-02-15 | M | A | 14,106 | $0.00 | 126,513 | D | — | — | |
| 3 | Derivative | Performance Share Units | 2024-02-15 | M | D | 28,212 | $0.00 | 35,975 | D | — · — to — | 28,212 Class A Common Stock, par value $0.01 per share | (F1) Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share"). (F2) Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service. |
| 4 | Derivative | Restricted Share Units | 2024-02-15 | A | A | 14,106 | $0.00 | 36,606 | D | — · — to — | 14,106 Class A Common Stock, par value $0.01 per share | (F3) Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement. |