Form 4 for SNA Snap-on
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001127602-24-005793 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | SNA | OZOLINS MARTY V. | VP, Ctrl | M - OptEx | — | +437 | 1,182 | +59% | — |
| D | 2024-02-20 | 2024-02-15 | SNA | OZOLINS MARTY V. | VP, Ctrl | F - Tax | $269.00 | -158 | 1,024 | -13% | -$42.5K |
| DM | 2024-02-20 | 2024-02-15 | SNA | OZOLINS MARTY V. | VP, Ctrl | M - OptEx | — | -437 | 2,000 | -18% | — |
| DM | 2024-02-20 | 2024-02-15 | SNA | OZOLINS MARTY V. | VP, Ctrl | A - Grant | $0.00 | +2,643 | 292 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | M | A | 437 | — | 1,181.96 | D | — | — | (F1) Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. |
| 2 | Common | Common Stock | 2024-02-15 | F | D | 158 | $269.00 | 1,023.96 | D | — | — | |
| 3 | Derivative | Performance Units | 2024-02-15 | M | D | 383 | — | 437 | D | — · — to — | 383 Common Stock | (F1) Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F3) 1 for 1. |
| 4 | Derivative | Performance Units | 2024-02-15 | M | D | 437 | — | 0 | D | — · — to — | 437 Common Stock | (F1) Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F3) 1 for 1. |
| 5 | Derivative | Performance Units | 2024-02-15 | A | A | 410 | — | 820 | D | — · — to — | 410 Common Stock | (F1) Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F3) 1 for 1. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-02-15 | A | A | 1,356 | $0.00 | 1,356 | D | $269.00 · 2025-02-15 to 2034-02-15 | 1,356 Common Stock | (F6) The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. (F5) Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| 7 | Derivative | Deferred Stock Units | 2024-02-15 | M | A | 383 | — | 1,999.50 | D | — · — to — | 383 Common Stock | (F1) Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F3) 1 for 1. (F4) Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
| 8 | Derivative | Performance Units | 2024-02-15 | A | A | 585 | $0.00 | 585 | D | — · — to — | 585 Common Stock | (F3) 1 for 1. (F8) If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| 9 | Derivative | Restricted Stock Units | 2024-02-15 | A | A | 292 | $0.00 | 292 | D | — · 2027-02-15 to 2027-02-15 | 292 Common Stock | (F3) 1 for 1. (F7) The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |