Form 4 for VOYA Voya Financial, Inc.
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001127602-24-006636 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-21 | VOYA | MARTIN RODNEY O JR | Dir, See Remarks | M - OptEx | $68.99 | +1,871 | 83.8K | +2% | +$129.1K |
| D | 2024-02-23 | 2024-02-21 | VOYA | MARTIN RODNEY O JR | Dir, See Remarks | F - Tax | $68.99 | -1,871 | 82.0K | -2% | -$129.1K |
| D | 2024-02-23 | 2024-02-21 | VOYA | MARTIN RODNEY O JR | Dir, See Remarks | M - OptEx | $0.00 | -1,871 | 111.5K | -2% | $0 |
| DM | 2024-02-23 | 2024-02-21 | VOYA | MARTIN RODNEY O JR | Dir, See Remarks | A - Grant | $0.00 | +112.5K | 113.3K | +13,639% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-21 | M | A | 1,871 | $68.99 | 83,836 | D | — | — | (F1) FICA tax withholding on the grant of restricted stock units. |
| 2 | Common | Common Stock | 2024-02-21 | F | D | 1,871 | $68.99 | 81,965 | D | — | — | (F1) FICA tax withholding on the grant of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2024-02-21 | M | D | 1,871 | $0.00 | 111,477 | D | — · — to — | 1,871 Common Stock | (F3) The stock units will vest based on their respective award agreements. (F6) The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. |
| 4 | Derivative | Performance Stock Unit | 2024-02-21 | A | A | 62,380 | $0.00 | 249,856 | D | — · — to — | 62,380 Common Stock | (F3) The stock units will vest based on their respective award agreements. (F4) The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. |
| 5 | Derivative | Restricted Stock Units | 2024-02-21 | A | A | 50,143 | $0.00 | 113,348 | D | — · — to — | 50,143 Common Stock | (F3) The stock units will vest based on their respective award agreements. (F5) 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. |