Form 4 for AES AES Corporation
Accepted 2024-02-26 00:00:00 ET · period of report 2024-02-19 · accession 0001127602-24-006840 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-26 | 2024-02-19+ | AES | Falu Ricardo Manuel | EVP, COO, Pres. New Enrgy Tech | F - Tax | $16.22 | -2,754 | 84.4K | -3% | -$44.7K |
| 2024-02-26 | 2024-02-22 | AES | Falu Ricardo Manuel | EVP, COO, Pres. New Enrgy Tech | A - Grant | $0.00 | +28.1K | 86.4K | +48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-24 | F | D | 1,099 | $16.00 | 85,261 | D | — | — | (F3) Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022. |
| 2 | Common | Common Stock | 2024-02-19 | F | D | 798 | $16.77 | 58,235 | D | — | — | (F1) Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2021. |
| 3 | Common | Common Stock | 2024-02-22 | A | A | 28,125 | $0.00 | 86,360 | D | — | — | (F2) This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. |
| 4 | Common | Common Stock | 2024-02-24 | F | D | 857 | $16.00 | 84,404 | D | — | — | (F4) Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. |