Form 4 for AES AES Corporation
Accepted 2024-02-26 00:00:00 ET · period of report 2024-02-22 · accession 0001127602-24-006845 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-26 | 2024-02-22 | AES | Rubiolo Juan Ignacio | EVP, Pres, Energy Infrast | D - Sale to Iss | $0.00 | -65 | 148.8K | -0.0% | $0 | |
| M | 2024-02-26 | 2024-02-22+ | AES | Rubiolo Juan Ignacio | EVP, Pres, Energy Infrast | F - Tax | $16.00 | -9,549 | 154.7K | -6% | -$152.8K |
| M | 2024-02-26 | 2024-02-22 | AES | Rubiolo Juan Ignacio | EVP, Pres, Energy Infrast | A - Grant | $0.00 | +38.1K | 148.9K | +34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-22 | D | D | 65 | $0.00 | 148,838 | D | — | — | (F2) Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors. |
| 2 | Common | Common Stock | 2024-02-22 | F | D | 535 | $16.00 | 148,303 | D | — | — | (F3) Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021. |
| 3 | Common | Common Stock | 2024-02-22 | A | A | 10,015 | $0.00 | 158,318 | D | — | — | (F4) This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock. |
| 4 | Common | Common Stock | 2024-02-24 | F | D | 1,230 | $16.00 | 153,453 | D | — | — | (F6) Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022. |
| 5 | Common | Common Stock | 2024-02-24 | F | D | 2,973 | $16.00 | 150,480 | D | — | — | (F7) Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. |
| 6 | Common | Common Stock | 2024-02-24 | F | D | 1,176 | $16.00 | 149,304 | D | — | — | (F7) Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. |
| 7 | Common | Common Stock | 2024-02-22 | A | A | 28,125 | $0.00 | 148,903 | D | — | — | (F1) This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. |
| 8 | Common | Common Stock | 2024-02-22 | F | D | 3,635 | $16.00 | 154,683 | D | — | — | (F5) Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021. |