Form 4 for HAPN Happen, Inc.
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-25 · accession 0001127602-24-007330 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | +18.3K | 210.4K | +10% | $0 |
| D | 2024-02-27 | 2024-02-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | F - Tax | $8.15 | -8,020 | 208.0K | -4% | -$65.4K |
| DM | 2024-02-27 | 2024-02-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | -18.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-25 | M | A | 4,442 | $0.00 | 207,256 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-02-25 | F | D | 8,020 | $8.15 | 207,999 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2024-02-25 | M | A | 5,645 | $0.00 | 216,019 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-02-25 | M | A | 5,099 | $0.00 | 202,814 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2024-02-25 | M | A | 3,118 | $0.00 | 210,374 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-02-25 | M | D | 5,645 | $0.00 | 45,166 | D | $0.00 · — to — | 5,645 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-02-25 | M | D | 3,118 | $0.00 | 12,471 | D | $0.00 · — to — | 3,118 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2024-02-25 | M | D | 4,442 | $0.00 | 0 | D | $0.00 · — to — | 4,442 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2024-02-25 | M | D | 5,099 | $0.00 | 0 | D | $0.00 · — to — | 5,099 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |