Form 4 for PRU Prudential Financial
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001127602-24-008284 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-04 | 2024-02-29 | PRU | GOODMAN STACEY | EVP | M - OptEx | $0.00 | +5,813 | 21.1K | +38% | $0 |
| DM | 2024-03-04 | 2024-02-29 | PRU | GOODMAN STACEY | EVP | F - Tax | $108.99 | -2,934 | 20.9K | -12% | -$319.8K |
| DM | 2024-03-04 | 2024-02-29 | PRU | GOODMAN STACEY | EVP | M - OptEx | $0.00 | -5,813 | 1,649 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | M | A | 1,649 | $0.00 | 21,760 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 2 | Common | Common Stock | 2024-02-29 | M | A | 2,219 | $0.00 | 23,149 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 3 | Common | Common Stock | 2024-02-29 | F | D | 1,122 | $108.99 | 22,027 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 4 | Common | Common Stock | 2024-02-29 | F | D | 982 | $108.99 | 20,111 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 5 | Common | Common Stock | 2024-02-29 | M | A | 1,945 | $0.00 | 21,093 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 6 | Common | Common Stock | 2024-02-29 | F | D | 830 | $108.99 | 20,930 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 7 | Derivative | 2021 Restricted Stock Units | 2024-02-29 | M | D | 1,945 | $0.00 | 0 | D | — · — to — | 1,945 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F4) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. |
| 8 | Derivative | 2023 Restricted Stock Units | 2024-02-29 | M | D | 2,219 | $0.00 | 4,439 | D | $0.00 · — to — | 2,219 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F6) The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 9 | Derivative | 2022 Restricted Stock Units | 2024-02-29 | M | D | 1,649 | $0.00 | 1,649 | D | $0.00 · — to — | 1,649 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F5) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |