Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-05 · accession 0001127602-24-008838 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-06 | 2024-03-05 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | S - Sale+OE | $80.80 | -5,000 | 26.6K | -16% | -$404.0K |
| D | 2024-03-06 | 2024-03-05 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $23.80 | +5,000 | 31.6K | +19% | +$119.0K |
| D | 2024-03-06 | 2024-03-05 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-05 | S | D | 4,900 | $80.80 | 26,671 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-05 | M | A | 5,000 | $23.80 | 31,571 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-05 | S | D | 100 | $81.00 | 26,571 | D | — | — | (F1) Includes 34 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on November 22, 2023. Mr. Hutjens owns a total of 629 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-03-05 | M | D | 5,000 | $0.00 | 0 | D | $23.80 · — to 2024-10-28 | 5,000 Common Stock | (F2) The non-qualified stock option fully vested as of October 28, 2019, and has now been fully exercised as of the date of this report. |