Form 4 for XNCR Xencor Inc
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-06 · accession 0001127602-24-009007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-07 | 2024-03-06 | XNCR | GUSTAFSON KURT A | Dir | M - OptEx | $10.73 | +15.0K | 20.0K | +300% | +$160.9K |
| D | 2024-03-07 | 2024-03-06 | XNCR | GUSTAFSON KURT A | Dir | S - Sale+OE | $23.18 | -14.0K | 6,007 | -70% | -$324.5K |
| D | 2024-03-07 | 2024-03-06 | XNCR | GUSTAFSON KURT A | Dir | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-06 | M | A | 15,000 | $10.73 | 20,007 | D | — | — | (F1) Underlying option due to expire in July 2024. |
| 2 | Common | Common Stock | 2024-03-06 | S | D | 14,000 | $23.18 | 6,007 | D | — | — | (F2) Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-03-06 | M | D | 15,000 | $0.00 | 0 | D | $10.73 · — to 2024-07-13 | 15,000 Common Stock | (F3) 1/3 of the shares subject to the stock option vest and become exercisable on July 14, 2015, and the remaining shares vest in equal monthly installments over the subsequent 24 months. |