Form 4 for YUM Yum! Brands
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001127602-24-010550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-19 | 2024-03-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $52.64 | +6,197 | 184.8K | +3% | +$326.2K |
| DM | 2024-03-19 | 2024-03-15 | YUM | Gibbs David W | CEO, Dir | S - Sale+OE | $136.34 | -7,067 | 178.6K | -4% | -$963.5K |
| D | 2024-03-19 | 2024-03-15 | YUM | Gibbs David W | CEO, Dir | D - Sale to Iss | $137.16 | -2,379 | 182.4K | -1% | -$326.3K |
| D | 2024-03-19 | 2024-03-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $0.00 | -6,197 | 55.8K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | M | A | 6,197 | $52.64 | 184,823.15 | D | — | — | (F1) Pursuant to 10b5-1 plan that was adopted December 1, 2023 |
| 2 | Common | Common Stock | 2024-03-15 | S | D | 3,249 | $136.34 | 175,377.15 | D | — | — | (F1) Pursuant to 10b5-1 plan that was adopted December 1, 2023 |
| 3 | Common | Common Stock | 2024-03-15 | D | D | 2,379 | $137.16 | 182,444.15 | D | — | — | (F1) Pursuant to 10b5-1 plan that was adopted December 1, 2023 |
| 4 | Common | Common Stock | 2024-03-15 | S | D | 3,818 | $136.34 | 178,626.15 | D | — | — | (F1) Pursuant to 10b5-1 plan that was adopted December 1, 2023 |
| 5 | Derivative | Stock Appreciation Right | 2024-03-15 | M | D | 6,197 | $0.00 | 55,771 | D | $52.64 · — to 2025-02-05 | 6,197 Common Stock | (F1) Pursuant to 10b5-1 plan that was adopted December 1, 2023 (F2) Vesting occurs 25% per year beginning one year from grant date. |