Form 4 for YUM Yum! Brands
Accepted 2024-04-02 00:00:00 ET · period of report 2024-04-01 · accession 0001127602-24-011687 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-02 | 2024-04-01 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $138.65 | +5,593 | 22.5K | +33% | +$775.5K |
| DM | 2024-04-02 | 2024-04-01 | YUM | Russell David Eric | VP, Ctrl | F - Tax | $138.65 | -2,294 | 22.0K | -9% | -$318.1K |
| DM | 2024-04-02 | 2024-04-01 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $0.00 | -5,593 | 0.62 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | M | A | 4,195 | $138.65 | 22,856 | D | — | — | |
| 2 | Common | Common Stock | 2024-04-01 | F | D | 1,720 | $138.65 | 21,136 | D | — | — | |
| 3 | Common | Common Stock | 2024-04-01 | M | A | 1,398 | $138.65 | 22,534 | D | — | — | |
| 4 | Common | Common Stock | 2024-04-01 | F | D | 574 | $138.65 | 21,960 | D | — | — | |
| 5 | Derivative | Phantom Stock | 2024-04-01 | M | D | 4,195 | $0.00 | 0.87 | D | — · — to — | 4,195 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Payments are made in accordance with elections on file. (F3) Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. |
| 6 | Derivative | Phantom Stock | 2024-04-01 | M | D | 1,398 | $0.00 | 0.62 | D | — · — to — | 1,398 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Payments are made in accordance with elections on file. (F3) Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. |