Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-05-06 00:00:00 ET · period of report 2024-05-01 · accession 0001127602-24-014296 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-06 | 2024-05-01 | DNA | Coen Steven P. | See remarks | M - OptEx | — | +294.5K | 294.5K | New | — |
| D | 2024-05-06 | 2024-05-02 | DNA | Coen Steven P. | See remarks | S - Sale+OE | $0.85 | -131.9K | 162.5K | -45% | -$112.1K |
| DM | 2024-05-06 | 2024-05-01 | DNA | Coen Steven P. | See remarks | M - OptEx | — | -294.5K | 287.5K | -51% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-01 | M | A | 281,955 | — | 281,955 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-05-01 | M | A | 12,500 | — | 294,455 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-05-02 | S | D | 131,928 | $0.85 | 162,527 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2024-05-01 | M | D | 281,955 | — | 845,865 | D | — · — to — | 281,955 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter. |
| 5 | Derivative | Restricted Stock Units | 2024-05-01 | M | D | 12,500 | — | 287,500 | D | — · — to — | 12,500 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter. |