Form 4 for AMGN Amgen
Accepted 2024-05-09 00:00:00 ET · period of report 2024-05-07 · accession 0001127602-24-014859 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-09 | 2024-05-07 | AMGN | Santos Esteban | EVP, Ops | A - Grant | $300.30 | +2,997 | 71.3K | +4% | +$900.0K |
| D | 2024-05-09 | 2024-05-07 | AMGN | Santos Esteban | EVP, Ops | A - Grant | $300.30 | +19.5K | 38.9K | +100% | +$5.85M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-07 | A | A | 2,997 | $300.30 | 71,304 | D | — | — | (F1) The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 5/7/2026, 5/7/2027 and 5/7/2028, respectively. (F2) These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,348 RSUs which will vest on 4/30/2025; 2,437 RSUs which will vest in installments of 1,200 on 5/2/2025, and 1,237 on 5/2/2026; 3,559 RSUs which will vest in two installments of 1,174 each on 5/2/2025 and 5/2/2026, and one installment of 1,211 on 5/2/2027; and 2,997 RSUs which will vest in two installments of 989 on 5/7/2026 and on 5/7/2027, and one installment of 1,019 on 5/7/2028. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. (F3) These shares include 425 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| 2 | Derivative | Nqso (Right to Buy) | 2024-05-07 | A | A | 19,469 | $300.30 | 38,938 | D | $300.30 · 2026-05-07 to 2034-05-07 | 19,469 Common Stock | (F5) These non-qualified stock options are exercisable in three installments of 33%, 33% and 34% on 5/7/2026, 5/7/2027 and 5/7/2028, respectively. |