Form 4 for AVNT AVIENT CORP
Accepted 2024-05-14 00:00:00 ET · period of report 2024-05-10 · accession 0001127602-24-015242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-14 | 2024-05-10 | AVNT | Garratt Michael A | SVP, Pres CAI - EMEA | F - Tax | $45.49 | -18.6K | 29.8K | -38% | -$844.6K |
| DM | 2024-05-14 | 2024-05-10 | AVNT | Garratt Michael A | SVP, Pres CAI - EMEA | M - OptEx | $40.25 | +20.2K | 40.2K | +101% | +$815.0K |
| DM | 2024-05-14 | 2024-05-10 | AVNT | Garratt Michael A | SVP, Pres CAI - EMEA | M - OptEx | $0.00 | -20.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-10 | F | D | 8,147 | $45.49 | 30,857 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-10 | M | A | 9,200 | $38.27 | 39,004 | D | — | — | |
| 3 | Common | Common Stock | 2024-05-10 | M | A | 11,050 | $41.89 | 40,224 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-10 | F | D | 10,420 | $45.49 | 29,804 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2024-05-10 | M | D | 9,200 | $0.00 | 0 | D | $38.27 · — to 2025-02-04 | 9,200 Common Stock | (F3) SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years. |
| 6 | Derivative | Stock Appreciation Rights | 2024-05-10 | M | D | 11,050 | $0.00 | 0 | D | $41.89 · — to 2028-02-14 | 11,050 Common Stock | (F2) SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. |