Form 4 for PRU Prudential Financial
Accepted 2024-05-15 00:00:00 ET · period of report 2024-05-13 · accession 0001127602-24-015485 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-15 | 2024-05-13 | PRU | FALZON ROBERT | EVP, Vice COB | S - Sale+OE | $118.57 | -130.1K | 202.1K | -39% | -$15.43M |
| DM | 2024-05-15 | 2024-05-13 | PRU | FALZON ROBERT | EVP, Vice COB | M - OptEx | $94.69 | +140.5K | 263.1K | +115% | +$13.31M |
| DM | 2024-05-15 | 2024-05-13 | PRU | FALZON ROBERT | EVP, Vice COB | M - OptEx | $0.00 | -140.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-13 | S | D | 69,093 | $118.57 | 207,315 | D | — | — | (F1) Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 2 | Common | Common Stock | 2024-05-13 | M | A | 74,325 | $95.87 | 276,408 | D | — | — | |
| 3 | Common | Common Stock | 2024-05-13 | M | A | 66,199 | $93.36 | 263,082 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-13 | S | D | 60,999 | $118.57 | 202,083 | D | — | — | |
| 5 | Derivative | 2019 Employee Stock Option (Right to Buy) | 2024-05-13 | M | D | 66,199 | $0.00 | 0 | D | $93.36 · — to 2029-02-12 | 66,199 Common Stock | (F2) The options vest in three equal annual installments beginning on February 12, 2020. |
| 6 | Derivative | 2020 Employee Stock Option (Right to Buy) | 2024-05-13 | M | D | 74,325 | $0.00 | 0 | D | $95.87 · — to 2030-02-11 | 74,325 Common Stock | (F3) The options vest in three equal annual installments beginning on February 11, 2021. |