Form 4 for GROV Grove Collaborative Holdings, Inc.
Accepted 2024-05-16 00:00:00 ET · period of report 2024-05-15 · accession 0001127602-24-015748 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-16 | 2024-05-15 | GROV | REPLOGLE JOHN B | Dir | M - OptEx | — | +39.2K | 385.7K | +11% | — |
| DM | 2024-05-16 | 2024-05-15 | GROV | REPLOGLE JOHN B | Dir | M - OptEx | — | -39.2K | 18.6K | -68% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-15 | M | A | 3,920 | — | 353,525 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 2 | Common | Class A Common Stock | 2024-05-15 | M | A | 3,093 | — | 388,840 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 3 | Common | Class A Common Stock | 2024-05-15 | M | A | 32,222 | — | 385,747 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 4 | Derivative | Restricted Stock Units | 2024-05-15 | M | D | 3,920 | — | 23,523 | D | — · — to — | 3,920 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F3) These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. (F4) The RSUs have no expiration date. |
| 5 | Derivative | Restricted Stock Units | 2024-05-15 | M | D | 32,222 | — | 0 | D | — · — to — | 32,222 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F5) These RSUs will fully vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders. (F4) The RSUs have no expiration date. |
| 6 | Derivative | Restricted Stock Units | 2024-05-15 | M | D | 3,093 | — | 18,558 | D | — · — to — | 3,093 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F6) These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. (F4) The RSUs have no expiration date. |