Form 4 for SONO Sonos Inc
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0001127602-24-015929 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-17 | 2024-05-15 | SONO | Millington Nicholas | Chief Innovation Off | M - OptEx | — | +21.8K | 379.4K | +6% | — |
| D | 2024-05-17 | 2024-05-15 | SONO | Millington Nicholas | Chief Innovation Off | F - Tax | $17.32 | -7,790 | 371.6K | -2% | -$134.9K |
| DM | 2024-05-17 | 2024-05-15 | SONO | Millington Nicholas | Chief Innovation Off | M - OptEx | $0.00 | -21.8K | 179.6K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-15 | M | A | 21,827 | — | 379,404 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 2 | Common | Common Stock | 2024-05-15 | F | D | 7,790 | $17.32 | 371,614 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-05-15 | M | D | 12,040 | $0.00 | 189,426 | D | — · — to — | 12,040 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 4 | Derivative | Restricted Stock Units | 2024-05-15 | M | D | 9,787 | $0.00 | 179,639 | D | — · — to — | 9,787 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F5) 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |