Form 4 for AES AES Corporation
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-20 · accession 0001127602-24-016118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-21 | 2024-05-20 | AES | Mendoza Tish | EVP, Chief HR Off | M - OptEx | $11.89 | +66.2K | 265.7K | +33% | +$787.7K |
| D | 2024-05-21 | 2024-05-20 | AES | Mendoza Tish | EVP, Chief HR Off | S - Sale+OE | $21.21 | -66.2K | 199.5K | -25% | -$1.41M |
| D | 2024-05-21 | 2024-05-20 | AES | Mendoza Tish | EVP, Chief HR Off | M - OptEx | $0.00 | -66.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-20 | M | A | 66,250 | $11.89 | 265,731 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-20 | S | D | 66,250 | $21.21 | 199,481 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.24, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-05-20 | M | D | 66,250 | $0.00 | 0 | D | $11.89 · — to 2025-02-20 | 66,250 Common Stock | (F3) This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018. |