Form 4 for HAPN Happen, Inc.
Accepted 2024-05-29 00:00:00 ET · period of report 2024-05-25 · accession 0001127602-24-016826 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-29 | 2024-05-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | +44.7K | 348.9K | +15% | $0 |
| D | 2024-05-29 | 2024-05-25 | HAPN | ARMSTRONG ANNIE | CRO | F - Tax | $9.02 | -24.0K | 341.5K | -7% | -$216.6K |
| DM | 2024-05-29 | 2024-05-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | -44.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-25 | M | A | 7,749 | $0.00 | 356,630 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-05-25 | M | A | 8,864 | $0.00 | 365,494 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2024-05-25 | F | D | 24,012 | $9.02 | 341,482 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2024-05-25 | M | A | 23,778 | $0.00 | 344,602 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2024-05-25 | M | A | 4,279 | $0.00 | 348,881 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 8,864 | $0.00 | 97,511 | D | $0.00 · — to — | 8,864 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 7,749 | $0.00 | 54,243 | D | $0.00 · — to — | 7,749 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 4,279 | $0.00 | 12,838 | D | $0.00 · — to — | 4,279 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 23,778 | $0.00 | 0 | D | $0.00 · — to — | 23,778 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |