Form 4 for HAPN Happen, Inc.
Accepted 2024-05-29 00:00:00 ET · period of report 2024-05-25 · accession 0001127602-24-016835 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-29 | 2024-05-25 | HAPN | Momen Ronnie | Bank-Chief Business Off | M - OptEx | $0.00 | +36.5K | 280.2K | +15% | $0 |
| D | 2024-05-29 | 2024-05-25 | HAPN | Momen Ronnie | Bank-Chief Business Off | F - Tax | $9.02 | -19.6K | 272.9K | -7% | -$176.9K |
| DM | 2024-05-29 | 2024-05-25 | HAPN | Momen Ronnie | Bank-Chief Business Off | M - OptEx | $0.00 | -36.5K | 135.0K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-25 | M | A | 10,270 | $0.00 | 266,302 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-05-25 | F | D | 19,617 | $9.02 | 272,907 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2024-05-25 | M | A | 12,274 | $0.00 | 292,524 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-05-25 | M | A | 13,948 | $0.00 | 280,250 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 10,270 | $0.00 | 30,810 | D | $0.00 · — to — | 10,270 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 13,948 | $0.00 | 97,636 | D | $0.00 · — to — | 13,948 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 12,274 | $0.00 | 135,015 | D | $0.00 · — to — | 12,274 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |