Form 4 for HAPN Happen, Inc.
Accepted 2024-05-29 00:00:00 ET · period of report 2024-05-25 · accession 0001127602-24-016841 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-29 | 2024-05-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | +11.9K | 216.8K | +6% | $0 |
| D | 2024-05-29 | 2024-05-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | F - Tax | $9.02 | -4,676 | 215.2K | -2% | -$42.2K |
| DM | 2024-05-29 | 2024-05-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | -11.9K | 9,353 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-25 | M | A | 3,118 | $0.00 | 211,117 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-05-25 | F | D | 4,676 | $9.02 | 215,204 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2024-05-25 | M | A | 3,117 | $0.00 | 219,880 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-05-25 | M | A | 5,646 | $0.00 | 216,763 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 3,117 | $0.00 | 34,290 | D | $0.00 · — to — | 3,117 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 5,646 | $0.00 | 39,520 | D | $0.00 · — to — | 5,646 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-05-25 | M | D | 3,118 | $0.00 | 9,353 | D | $0.00 · — to — | 3,118 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |