Form 4 for XNCR Xencor Inc
Accepted 2024-07-11 00:00:00 ET · period of report 2024-07-09 · accession 0001127602-24-020307 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-11 | 2024-07-09 | XNCR | Desjarlais John R | CSO, SR. VP | S - Sale+OE | $18.32 | -36.3K | 192.3K | -16% | -$665.5K |
| DM | 2024-07-11 | 2024-07-09+ | XNCR | Desjarlais John R | CSO, SR. VP | M - OptEx | $10.73 | +50.0K | 200.1K | +33% | +$536.5K |
| DM | 2024-07-11 | 2024-07-09+ | XNCR | Desjarlais John R | CSO, SR. VP | M - OptEx | $0.00 | -50.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-09 | S | D | 36,329 | $18.32 | 192,319 | D | — | — | (F1) This transaction is pursuant to a 10b5-1 plan. (F3) Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise. |
| 2 | Common | Common Stock | 2024-07-09 | M | A | 42,215 | $10.73 | 228,648 | D | — | — | (F1) This transaction is pursuant to a 10b5-1 plan. (F2) Underlying option due to expire in July 2024. |
| 3 | Common | Common Stock | 2024-07-10 | M | A | 7,785 | $10.73 | 200,104 | D | — | — | (F1) This transaction is pursuant to a 10b5-1 plan. (F2) Underlying option due to expire in July 2024. |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-07-09 | M | D | 42,215 | $0.00 | 7,785 | D | $10.73 · — to 2024-07-13 | 42,215 Common Stock | (F1) This transaction is pursuant to a 10b5-1 plan. (F4) 25% of the shares subject to the option shall vest on the one year anniversary of July 14, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-07-10 | M | D | 7,785 | $0.00 | 0 | D | $10.73 · — to 2024-07-13 | 7,785 Common Stock | (F1) This transaction is pursuant to a 10b5-1 plan. (F4) 25% of the shares subject to the option shall vest on the one year anniversary of July 14, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. |