Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-07-22 00:00:00 ET · period of report 2024-07-19 · accession 0001127602-24-020769 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-22 | 2024-07-22 | NIC | ATWELL ROBERT BRUCE | Dir | G - Gift | $0.00 | -1,000 | 37.5K | -3% | $0 |
| DM | 2024-07-22 | 2024-07-19 | NIC | ATWELL ROBERT BRUCE | Dir | S - Sale+OE | $97.89 | -15.0K | 43.5K | -26% | -$1.47M |
| D | 2024-07-22 | 2024-07-19 | NIC | ATWELL ROBERT BRUCE | Dir | M - OptEx | $48.85 | +10.0K | 53.5K | +23% | +$488.5K |
| D | 2024-07-22 | 2024-07-19 | NIC | ATWELL ROBERT BRUCE | Dir | M - OptEx | $0.00 | -10.0K | 165.0K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-22 | G | D | 1,000 | $0.00 | 37,515 | D | — | — | |
| 2 | Common | Common Stock | 2024-07-19 | S | D | 1,670 | $98.20 | 38,515 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.56, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 3 | Common | Common Stock | 2024-07-19 | S | D | 3,330 | $97.50 | 40,185 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.975, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 4 | Common | Common Stock | 2024-07-19 | S | D | 10,000 | $97.97 | 43,515 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.47 to $98.16, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 5 | Common | Common Stock | 2024-07-19 | M | A | 10,000 | $48.85 | 53,515 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-07-19 | M | D | 10,000 | $0.00 | 165,000 | D | $48.85 · — to 2027-05-16 | 10,000 Common Stock | (F4) The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 165,000 shares as of the date of this report. |