Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-07-22 00:00:00 ET · period of report 2024-07-22 · accession 0001127602-24-020773 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-22 | 2024-07-22 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $37.18 | +10.0K | 36.6K | +38% | +$371.8K |
| D | 2024-07-22 | 2024-07-22 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | S - Sale+OE | $99.00 | -10.0K | 26.6K | -27% | -$990.0K |
| D | 2024-07-22 | 2024-07-22 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-22 | M | A | 10,000 | $37.18 | 36,642 | D | — | — | |
| 2 | Common | Common Stock | 2024-07-22 | S | D | 10,000 | $99.00 | 26,642 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.09, inclusive. Mr. Hutjens undertakes to provides to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. (F2) Includes 71 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on March 6, 2024. Mr. Hutjens owns a total of 700 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-07-22 | M | D | 10,000 | $0.00 | 0 | D | $37.18 · — to 2026-09-20 | 10,000 Common Stock | (F3) The non-qualified stock options fully vested as of September 20, 2021, and have now been fully exercised as of the date of this report. |