Form 4 for WOOF Petco Health & Wellness Company, Inc.
Accepted 2024-07-31 00:00:00 ET · period of report 2024-07-29 · accession 0001127602-24-021285 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-31 | 2024-07-29 | WOOF | Anderson Joel D | CEO, Dir | A - Grant | $0.00 | +1.49M | 1.49M | New | $0 |
| DM | 2024-07-31 | 2024-07-29 | WOOF | Anderson Joel D | CEO, Dir | A - Grant | $0.00 | +2.75M | 1.38M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-29 | A | A | 1,492,538 | $0.00 | 1,492,538 | D | — | — | (F1) Represents 1,492,538 restricted stock units ("RSUs") granted to the Reporting Person on July 29, 2024. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest as follows: 34% on 7/29/2025 and 16.5% on each of 1/29/2026, 7/29/2026, 1/29/2027 and 7/29/2027. The RSUs were granted outside of the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan") as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4). |
| 2 | Derivative | Employee Stock Option (Right to Buy) | 2024-07-29 | A | A | 1,366,121 | $0.00 | 1,366,121 | D | $5.00 · — to 2034-07-29 | 1,366,121 Class A Common Stock | (F2) Represents options to purchase Class A Common Stock of the Issuer. The options will vest as follows: 34% on 7/29/2025 and 16.5% on each of 1/29/2026, 7/29/2026, 1/29/2027 and 7/29/2027. The options were granted outside of the 2021 Plan as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4). |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2024-07-29 | A | A | 1,381,216 | $0.00 | 1,381,216 | D | $7.50 · — to 2034-07-29 | 1,381,216 Class A Common Stock | (F2) Represents options to purchase Class A Common Stock of the Issuer. The options will vest as follows: 34% on 7/29/2025 and 16.5% on each of 1/29/2026, 7/29/2026, 1/29/2027 and 7/29/2027. The options were granted outside of the 2021 Plan as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4). |