Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2024-08-01 00:00:00 ET · period of report 2024-07-30 · accession 0001127602-24-021309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-01 | 2024-07-30 | ASB | Stein David L | EVP | M - OptEx | $17.24 | +32.1K | 112.9K | +40% | +$553.5K |
| D | 2024-08-01 | 2024-07-30 | ASB | Stein David L | EVP | S - Sale+OE | $23.15 | -32.1K | 80.8K | -28% | -$743.3K |
| D | 2024-08-01 | 2024-07-30 | ASB | Stein David L | EVP | M - OptEx | $0.00 | -32.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2024-07-30 | M | A | 32,107 | $17.24 | 112,905 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2024-07-30 | S | D | 32,107 | $23.15 | 80,798 | D | — | — | (F1) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.04 to $23.24, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares [purchased or sold] at each separate price within the ranges set forth in the footnotes above. |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2024-07-30 | M | D | 32,107 | $0.00 | 0 | D | $17.24 · — to 2025-02-02 | 32,107 Common Stock $0.01 Par Value | (F2) Option vests in four equal annual installments beginning on February 8, 2016. |