Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2024-08-05 00:00:00 ET · period of report 2024-08-02 · accession 0001127602-24-021578 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-05 | 2024-08-02 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | D - Sale to Iss | $0.00 | -762 | 17.7K | -4% | $0 |
| DM | 2024-08-05 | 2024-08-02 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | F - Tax | $62.08 | -4,708 | 18.4K | -20% | -$292.3K |
| D | 2024-08-05 | 2024-08-02 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | M - OptEx | $49.22 | +3,475 | 21.5K | +19% | +$171.0K |
| D | 2024-08-05 | 2024-08-02 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | M - OptEx | $0.00 | -3,475 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-02 | D | D | 762 | $0.00 | 17,675.41 | D | — | — | (F2) Restricted stock shares forfeited due to retirement. |
| 2 | Common | Common Stock | 2024-08-02 | F | D | 1,637 | $58.85 | 16,038.41 | D | — | — | (F3) Vested restricted shares withheld for taxes. |
| 3 | Common | Common Stock | 2024-08-02 | F | D | 3,071 | $63.80 | 18,437.41 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 4 | Common | Common Stock | 2024-08-02 | M | A | 3,475 | $49.22 | 21,508.41 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights (SAR) | 2024-08-02 | M | D | 3,475 | $0.00 | 0 | D | $49.22 · — to 2024-11-21 | 3,475 Common Stock | (F4) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |