Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-08-06 00:00:00 ET · period of report 2024-08-01 · accession 0001127602-24-021720 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-06 | 2024-08-01 | DNA | Coen Steven P. | See remarks | M - OptEx | — | +29.7K | 218.6K | +16% | — |
| D | 2024-08-06 | 2024-08-02 | DNA | Coen Steven P. | See remarks | S - Sale+OE | $0.29 | -17.5K | 207.3K | -8% | -$5,071 |
| DM | 2024-08-06 | 2024-08-01 | DNA | Coen Steven P. | See remarks | M - OptEx | — | -29.7K | 775.4K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-01 | M | A | 6,250 | — | 224,804 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-08-02 | S | D | 17,486 | $0.29 | 207,318 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-08-01 | M | A | 23,496 | — | 218,554 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 4 | Derivative | Restricted Stock Units | 2024-08-01 | M | D | 6,250 | — | 268,751 | D | — · — to — | 6,250 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter. |
| 5 | Derivative | Restricted Stock Units | 2024-08-01 | M | D | 23,496 | — | 775,377 | D | — · — to — | 23,496 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter. |