Form 4 for YUM Yum! Brands
Accepted 2024-08-09 00:00:00 ET · period of report 2024-08-07 · accession 0001127602-24-021953 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-09 | 2024-08-07 | YUM | Sami Sabir | CEO - KFC | M - OptEx | $92.64 | +83.5K | 11.6K | New | +$7.74M |
| DM | 2024-08-09 | 2024-08-07 | YUM | Sami Sabir | CEO - KFC | D - Sale to Iss | $137.00 | -21.5K | 2,261 | -90% | -$2.94M |
| DM | 2024-08-09 | 2024-08-07 | YUM | Sami Sabir | CEO - KFC | S - Sale+OE | $137.16 | -71.1K | 67.55 | -100% | -$9.75M |
| DM | 2024-08-09 | 2024-08-07 | YUM | Sami Sabir | CEO - KFC | M - OptEx | $0.00 | -83.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-07 | M | A | 8,211 | $122.07 | 41,127.55 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-07 | D | D | 5,749 | $137.00 | 5,900.55 | D | — | — | |
| 3 | Common | Common Stock | 2024-08-07 | S | D | 5,833 | $137.16 | 67.55 | D | — | — | |
| 4 | Common | Common Stock | 2024-08-07 | M | A | 9,075 | $78.07 | 9,142.55 | D | — | — | |
| 5 | Common | Common Stock | 2024-08-07 | D | D | 5,172 | $137.00 | 3,970.55 | D | — | — | |
| 6 | Common | Common Stock | 2024-08-07 | S | D | 3,903 | $137.16 | 67.55 | D | — | — | |
| 7 | Common | Common Stock | 2024-08-07 | M | A | 13,656 | $93.26 | 13,723.55 | D | — | — | |
| 8 | Common | Common Stock | 2024-08-07 | D | D | 9,297 | $137.00 | 4,426.55 | D | — | — | |
| 9 | Common | Common Stock | 2024-08-07 | S | D | 4,359 | $137.16 | 67.55 | D | — | — | |
| 10 | Common | Common Stock | 2024-08-07 | M | A | 5,830 | $68.00 | 5,897.55 | D | — | — | |
| 11 | Common | Common Stock | 2024-08-07 | M | A | 12,218 | $102.87 | 18,115.55 | D | — | — | |
| 12 | Common | Common Stock | 2024-08-07 | M | A | 13,040 | $102.87 | 31,155.55 | D | — | — | |
| 13 | Common | Common Stock | 2024-08-07 | M | A | 1,761 | $103.36 | 32,916.55 | D | — | — | |
| 14 | Common | Common Stock | 2024-08-07 | M | A | 4,698 | $131.31 | 45,825.55 | D | — | — | |
| 15 | Common | Common Stock | 2024-08-07 | S | D | 5,830 | $137.16 | 39,995.55 | D | — | — | |
| 16 | Common | Common Stock | 2024-08-07 | S | D | 12,218 | $137.16 | 27,777.55 | D | — | — | |
| 17 | Common | Common Stock | 2024-08-07 | S | D | 13,040 | $137.16 | 14,737.55 | D | — | — | |
| 18 | Common | Common Stock | 2024-08-07 | S | D | 1,761 | $137.16 | 12,976.55 | D | — | — | |
| 19 | Common | Common Stock | 2024-08-07 | S | D | 8,211 | $137.16 | 4,765.55 | D | — | — | |
| 20 | Common | Common Stock | 2024-08-07 | S | D | 4,698 | $137.16 | 67.55 | D | — | — | |
| 21 | Common | Common Stock | 2024-08-07 | S | D | 9,005 | $137.16 | 67.55 | D | — | — | |
| 22 | Common | Common Stock | 2024-08-07 | M | A | 3,440 | $49.66 | 3,507.55 | D | — | — | |
| 23 | Common | Common Stock | 2024-08-07 | D | D | 1,247 | $137.00 | 2,260.55 | D | — | — | |
| 24 | Common | Common Stock | 2024-08-07 | S | D | 2,193 | $137.16 | 67.55 | D | — | — | |
| 25 | Common | Common Stock | 2024-08-07 | M | A | 11,582 | $68.00 | 11,649.55 | D | — | — | |
| 26 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-07 | M | D | 8,211 | $0.00 | 8,212 | D | $122.07 · — to 2032-02-11 | 8,211 Common Stock | (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 27 | Derivative | Stock Appreciation Right | 2024-08-07 | M | D | 9,075 | $0.00 | 0 | D | $78.07 · 2019-02-12 to 2028-02-12 | 9,075 Common Stock | (F1) Vesting occurs on a quarterly basis beginning one year from grant date. |
| 28 | Derivative | Stock Appreciation Right | 2024-08-07 | M | D | 13,656 | $0.00 | 0 | D | $93.26 · 2020-02-11 to 2029-02-11 | 13,656 Common Stock | (F1) Vesting occurs on a quarterly basis beginning one year from grant date. |
| 29 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-07 | M | D | 5,830 | $0.00 | 0 | D | $68.00 · 2018-02-10 to 2027-02-10 | 5,830 Common Stock | (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 30 | Derivative | Stock Appreciation Right | 2024-08-07 | M | D | 3,440 | $0.00 | 0 | D | $49.66 · 2017-02-05 to 2026-02-05 | 3,440 Common Stock | |
| 31 | Derivative | Stock Appreciation Right | 2024-08-07 | M | D | 11,582 | $0.00 | 0 | D | $68.00 · 2018-02-10 to 2027-02-10 | 11,582 Common Stock | |
| 32 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-07 | M | D | 4,698 | $0.00 | 14,096 | D | $131.31 · — to 2033-02-10 | 4,698 Common Stock | (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 33 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-07 | M | D | 1,761 | $0.00 | 588 | D | $103.36 · 2022-01-07 to 2022-01-07 | 1,761 Common Stock | |
| 34 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-07 | M | D | 13,040 | $0.00 | 0 | D | $102.87 · 2021-11-13 to 2030-11-13 | 13,040 Common Stock | |
| 35 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-07 | M | D | 12,218 | $0.00 | 0 | D | $102.87 · 2021-02-10 to 2030-02-10 | 12,218 Common Stock | (F1) Vesting occurs on a quarterly basis beginning one year from grant date. |