Form 4 for SONO Sonos Inc
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0001127602-24-022521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | SONO | Millington Nicholas | Chief Innovation Off | F - Tax | $11.21 | -4,503 | 379.7K | -1% | -$50.5K |
| D | 2024-08-19 | 2024-08-15 | SONO | Millington Nicholas | Chief Innovation Off | M - OptEx | — | +12.6K | 384.2K | +3% | — |
| DM | 2024-08-19 | 2024-08-15 | SONO | Millington Nicholas | Chief Innovation Off | M - OptEx | $0.00 | -12.6K | 176.8K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-15 | F | D | 4,503 | $11.21 | 379,727 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-15 | M | A | 12,616 | — | 384,230 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 9,787 | $0.00 | 167,023 | D | — · — to — | 9,787 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F5) 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 4 | Derivative | Restricted Stock Units | 2024-08-15 | M | D | 2,829 | $0.00 | 176,810 | D | — · — to — | 2,829 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |