Form 4 for MKSI MKS INC
Accepted 2024-08-20 00:00:00 ET · period of report 2024-08-19 · accession 0001127602-24-022584 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-20 | 2024-08-19 | MKSI | Schreiner James Alan | EVP, COO, MSD | M - OptEx | — | +3,961 | 20.6K | +24% | — |
| D | 2024-08-20 | 2024-08-19 | MKSI | Schreiner James Alan | EVP, COO, MSD | F - Tax | $119.09 | -1,873 | 18.7K | -9% | -$223.1K |
| D | 2024-08-20 | 2024-08-19 | MKSI | Schreiner James Alan | EVP, COO, MSD | M - OptEx | — | -3,961 | 16.9K | -19% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-19 | M | A | 3,961 | — | 20,577.70 | D | — | — | (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. |
| 2 | Common | Common Stock | 2024-08-19 | F | D | 1,873 | $119.09 | 18,704.70 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-08-19 | M | D | 3,961 | — | 16,869.41 | D | — · — to — | 3,961 Common Stock | (F1) Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F3) These RSUs shall vest in two installments, 60% of which shall vest on August 17, 2024 and 40% of which shall vest on August 17, 2025; provided that if, in any vesting year, August 17th is not a business day, such vesting shall occur on the next business day. |