Form 4 for HAPN Happen, Inc.
Accepted 2024-08-28 00:00:00 ET · period of report 2024-08-25 · accession 0001127602-24-023086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-28 | 2024-08-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | +20.9K | 353.5K | +6% | $0 |
| D | 2024-08-28 | 2024-08-25 | HAPN | ARMSTRONG ANNIE | CRO | F - Tax | $12.33 | -11.2K | 351.1K | -3% | -$138.5K |
| DM | 2024-08-28 | 2024-08-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | -20.9K | 8,559 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-25 | M | A | 4,279 | $0.00 | 345,761 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-08-25 | F | D | 11,231 | $12.33 | 351,144 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2024-08-25 | M | A | 8,865 | $0.00 | 362,375 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-08-25 | M | A | 7,749 | $0.00 | 353,510 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2024-08-25 | M | D | 7,749 | $0.00 | 46,494 | D | $0.00 · — to — | 7,749 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-08-25 | M | D | 8,865 | $0.00 | 88,646 | D | $0.00 · — to — | 8,865 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-08-25 | M | D | 4,279 | $0.00 | 8,559 | D | $0.00 · — to — | 4,279 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |