Form 4 for HAPN Happen, Inc.
Accepted 2024-08-28 00:00:00 ET · period of report 2024-08-25 · accession 0001127602-24-023092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-28 | 2024-08-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | +36.3K | 1.41M | +3% | $0 |
| D | 2024-08-28 | 2024-08-25 | HAPN | Sanborn Scott | CEO, Dir | D - Sale to Iss | $12.33 | -21.4K | 1.40M | -2% | -$263.9K |
| D | 2024-08-28 | 2024-08-25 | HAPN | Sanborn Scott | CEO, Dir | F - Tax | $12.33 | -8,033 | 1.39M | -0.6% | -$99.0K |
| DM | 2024-08-28 | 2024-08-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | -36.3K | 131.5K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-25 | M | A | 13,151 | $0.00 | 1,419,709 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-08-25 | D | D | 21,403 | $12.33 | 1,398,306 | D | — | — | (F2) Does not represent a sale of shares. Represents the settlement of RSUs granted on March 13, 2022 and March 21, 2024, in cash rather than in shares of the Issuer's common stock. |
| 3 | Common | Common Stock | 2024-08-25 | F | D | 8,033 | $12.33 | 1,390,273 | D | — | — | (F3) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2024-08-25 | M | A | 8,252 | $0.00 | 1,391,614 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2024-08-25 | M | A | 14,944 | $0.00 | 1,406,558 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-08-25 | M | D | 14,944 | $0.00 | 89,666 | D | $0.00 · — to — | 14,944 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-08-25 | M | D | 8,252 | $0.00 | 16,506 | D | $0.00 · — to — | 8,252 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2024-08-25 | M | D | 13,151 | $0.00 | 131,508 | D | $0.00 · — to — | 13,151 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |