Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-09-03 00:00:00 ET · period of report 2024-08-30 · accession 0001127602-24-023281 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-03 | 2024-08-30 | NIC | DANIELS MICHAEL E | COB, Pres, CEO, Dir | M - OptEx | $48.85 | +10.3K | 82.7K | +14% | +$503.9K |
| D | 2024-09-03 | 2024-08-30 | NIC | DANIELS MICHAEL E | COB, Pres, CEO, Dir | S - Sale+OE | $98.98 | -10.3K | 72.4K | -12% | -$1.02M |
| D | 2024-09-03 | 2024-08-30 | NIC | DANIELS MICHAEL E | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -10.3K | 104.1K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-30 | M | A | 10,316 | $48.85 | 82,718 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-30 | S | D | 10,316 | $98.98 | 72,402 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $98.85 to $99.41, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. (F2) Includes a total of 913 shares owned by Mr. Daniels in the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since Mr. Daniels last Form 4 filing dated August 29, 2024. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-08-30 | M | D | 10,316 | $0.00 | 104,071 | D | $48.85 · — to 2027-05-16 | 10,316 Common Stock | (F3) The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 104,071 shares. |