Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-11 · accession 0001127602-24-023999 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-16 | 2024-09-11 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | +2,693 | 29.9K | +10% | — |
| D | 2024-09-16 | 2024-09-12 | DNA | Dmytruk Mark E. | See remarks | S - Sale+OE | $6.17 | -1,148 | 28.7K | -4% | -$7,083 |
| DM | 2024-09-16 | 2024-09-11 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | -2,693 | 24.1K | -10% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-11 | M | A | 572 | — | 29,863 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 2 | Common | Class A Common Stock | 2024-09-12 | S | D | 1,148 | $6.17 | 28,749 | D | — | — | (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 3 | Common | Class A Common Stock | 2024-09-11 | M | A | 1,634 | — | 28,838 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 4 | Common | Class A Common Stock | 2024-09-11 | M | A | 453 | — | 29,291 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 5 | Common | Class A Common Stock | 2024-09-11 | M | A | 34 | — | 29,897 | D | — | — | (F4) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 6 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 453 | — | 13,594 | D | — · — to — | 453 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. (F6) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023. |
| 7 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 1,634 | — | 9,632 | D | — · — to — | 1,634 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 8 | Derivative | Class B Common Stock | 2024-09-11 | M | D | 34 | — | 15,509 | D | — · — to — | 34 Class A Common Stock | (F8) Includes shares of Class B Common Stock that are subject to vesting conditions. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. (F4) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 9 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 572 | — | 24,064 | D | — · — to — | 572 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. (F7) The RSUs vest in 48 equal monthly installments, which began on April 1, 2024. |