Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-09-16 00:00:00 ET · period of report 2024-09-11 · accession 0001127602-24-024002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-16 | 2024-09-12 | DNA | Coen Steven P. | See remarks | S - Sale+OE | $6.17 | -316 | 5,609 | -5% | -$1,950 |
| DM | 2024-09-16 | 2024-09-11 | DNA | Coen Steven P. | See remarks | M - OptEx | — | +743 | 5,769 | +15% | — |
| DM | 2024-09-16 | 2024-09-11 | DNA | Coen Steven P. | See remarks | M - OptEx | — | -743 | 18.8K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-12 | S | D | 316 | $6.17 | 5,609 | D | — | — | (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 2 | Common | Class A Common Stock | 2024-09-11 | M | A | 156 | — | 5,925 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 3 | Common | Class A Common Stock | 2024-09-11 | M | A | 587 | — | 5,769 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. |
| 4 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 156 | — | 6,563 | D | — · — to — | 156 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. (F5) The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter. |
| 5 | Derivative | Restricted Stock Units | 2024-09-11 | M | D | 587 | — | 18,797 | D | — · — to — | 587 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) This amount reflects the 1-for-40 reverse stock split effected by the Issuer on August 20, 2024. (F4) The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter. |