Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-10-08 00:00:00 ET · period of report 2024-10-03 · accession 0001127602-24-025332 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-08 | 2024-10-03 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | +2,705 | 31.4K | +9% | — |
| D | 2024-10-08 | 2024-10-04 | DNA | Dmytruk Mark E. | See remarks | S - Sale+OE | $8.35 | -1,217 | 30.2K | -4% | -$10.2K |
| DM | 2024-10-08 | 2024-10-03 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | -2,705 | 13.1K | -17% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-10-03 | M | A | 1,634 | — | 30,383 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-10-03 | M | A | 453 | — | 30,836 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-10-04 | S | D | 1,217 | $8.35 | 30,237 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-10-03 | M | A | 46 | — | 31,454 | D | — | — | (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 5 | Common | Class A Common Stock | 2024-10-03 | M | A | 572 | — | 31,408 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 6 | Derivative | Restricted Stock Units | 2024-10-03 | M | D | 1,634 | — | 7,998 | D | — · — to — | 1,634 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 7 | Derivative | Class B Common Stock | 2024-10-03 | M | D | 46 | — | 15,463 | D | — · — to — | 46 Class A Common Stock | (F7) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 8 | Derivative | Restricted Stock Units | 2024-10-03 | M | D | 572 | — | 23,492 | D | — · — to — | 572 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest in 48 equal monthly installments, which began on April 1, 2024. |
| 9 | Derivative | Restricted Stock Units | 2024-10-03 | M | D | 453 | — | 13,141 | D | — · — to — | 453 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023. |