Form 4 for AXP American Express
Accepted 2024-10-24 00:00:00 ET · period of report 2024-10-22 · accession 0001127602-24-025907 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-24 | 2024-10-22 | AXP | Williams Anre D | Group Pres, Enterprise Serv | M - OptEx | $118.13 | +107.3K | 189.5K | +130% | +$12.67M |
| D | 2024-10-24 | 2024-10-22 | AXP | Williams Anre D | Group Pres, Enterprise Serv | S - Sale+OE | $270.26 | -77.9K | 111.7K | -41% | -$21.05M |
| DM | 2024-10-24 | 2024-10-22 | AXP | Williams Anre D | Group Pres, Enterprise Serv | M - OptEx | $0.00 | -107.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-22 | M | A | 37,553 | $131.68 | 119,839.66 | D | — | — | |
| 2 | Common | Common Stock | 2024-10-22 | M | A | 35,087 | $100.96 | 154,926.66 | D | — | — | |
| 3 | Common | Common Stock | 2024-10-22 | M | A | 30,359 | $116.26 | 185,285.66 | D | — | — | |
| 4 | Common | Common Stock | 2024-10-22 | M | A | 4,257 | $153.35 | 189,542.66 | D | — | — | |
| 5 | Common | Common Stock | 2024-10-22 | S | D | 77,887 | $270.26 | 111,655.66 | D | — | — | (F1) The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. (F2) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $270.13 to $270.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-10-22 | M | D | 37,553 | $0.00 | 0 | D | $131.68 · 2023-01-29 to 2030-01-29 | 37,553 Common Stock | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2024-10-22 | M | D | 4,257 | $0.00 | 0 | D | $153.35 · 2024-04-30 to 2031-04-30 | 4,257 Common Stock | |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-10-22 | M | D | 30,359 | $0.00 | 0 | D | $116.26 · 2024-01-29 to 2031-01-29 | 30,359 Common Stock | |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2024-10-22 | M | D | 35,087 | $0.00 | 0 | D | $100.96 · 2022-01-29 to 2029-01-29 | 35,087 Common Stock |